Friday, 24 October 2014

Urban Planning: Communicative Planning

The Communicative Turn in Planning Theory and Its Implications for Spatial Strategy Formation - P. Healey

For this topic I made a group presentation in class where we analysed and explained Healey's document. Rather than writing a post I thought I would share with you the presentation. Unfortunately there are some elements of the presentation that are missing, for example the final case study which we conducted on Canberra Airport.

Communicative Planning - Rachelle Hardaker and Angus Easthope


Communicative planning is about engaging and interacting with those involved in a planning process. It requires planners to reach out to the public and ask for their wants, opinions and suggestions in terms of their environment. The document Angus and I will be focusing on today by P. Healey is called The Communicative Turn in Planning Theory and its Implications for Spatial Strategy Formation.’ It focuses on how communicative planning came about and how it can be applied to the planning process. It begins my putting the need for communicative planning into context, by outlining the questions that were not being answered sufficiently without public participation. The document then begins to address the history of planning and the two main paradigm shifts of education and power of which began to influence the turn towards communicative planning. As a need to communicate with the public was identified, Healey begins discussing the development of research towards achieving public participation. Healey then points out why planners should use communicative argumentation, and what benefits will come when planners consult with the community rather than assuming or guessing their wants. A six step guide delivered from basic questions was developed to be able to work alongside a community in the planning process. Participation in the planning process is critical if the goal is to develop an environment that is suited to a community’s needs and values.

Context

Healey discusses how during the Post War Era there was a growing lack of consistency within urban spaces. Healey states; ‘In their place, urban regions have become containers within which coexist a diversity of social and economic relations, linking people in a place with those in other places, but not necessarily with those in the same place.’ This result in a less communal environment with those in the same area, and the mixing of values between places and networks create tension and conflicts. Over time there was a loss of a clear pattern of development, urban areas became ‘less interrelated and less understandable’. Planning models didn’t apply to the sprawl that had developed and there was inconsistency and inequality between urban regions.
There was then set competitions between urban areas, as to who offered the best capacity to resolve conflicts, reduce tension, had the best resources, locations and who could deliver an environmentally friendly, healthy living environment. There are questions that begun being asked due to the detrimental effects from the loss of confidence in the political system.
How are we to arrive at a spatial strategy? How do we get to understand the complex and diffused dynamics of urban regions? How do we get to agree on what the problems are, and on what we want to promote and safeguard? How can we translate agreement into influence on the ongoing flow of activities through which our regions are continually being reshaped? This persuaded a change in the way planning engaged with the people.

The Turn in Communicative Planning

Planning in the second half of the last century experienced two paradigm shifts; which are changes in the pattern or model of what society deems normal. The first wave of change introduced the typical strategic planning processes language that was based on modelling and dynamics of urban systems. This new vocabulary and education on planning models was used throughout the 1960s and 1970s. It focused on developing urban areas consistently and introducing equality and normality throughout all planning designs. The second wave introduced criticism to the planning community of policies and activity through a shift of power relations in communities. This shift developed from a need to reanalyse the layering of demographics though planning, and look at the vulnerability of some economies. Power struggles occurred ‘between capital and community, between fractions of capital, between economic growth and environmental quality’.  This power shift influences an escape from strategic formal planning by recognising the diverse people amongst communities. The question was then asked; ‘Faced with such diversity and difference, how then can we come to any agreement over what collectively experienced problems we have and what to do about them? How can we get to share in a process of working out how to coexist in shared spaces?’ This led to the development of communicative planning.

Development of Communicative Argumentation

Habermas (1984), discussed the need to reconstruct planning policy to allow for outcomes that reflect the diversity of values and demographics amongst communities. Habermas believed that ‘our sense of ourselves and of our interests is constituted through our relations with others; through communicative practices. Our ideas about ourselves, our interests, and our values are socially constructed through our communication with others and the collaborative work this involves.’ If this is true, then our skills developed from this communication can be applied to a discussion about environmental and planning issues that concern us. Planning practice began moving away from tradition to more inclusionary argumentation, which is a more participatory method of debate. By including the public in decision making it introduced a greater array of issues that needed attention, and more ideas as to resolve those issues.
There are also different levels of which participation amongst the community is reached. The International Association of Public Participation outlines the five levels of participation. These begin with
  • 1.      Informing – keeping the community up to date with plans through fact sheets, websites. This is the lowest form of public participation and is hardly interactive.
  • 2.      Consultation – this is done with surveys, where the community is asked about if they like the plans.
  • 3.      Involving – whereby the community can suggest ideas in workshops or can have a say through voting.
  • 4.      Collaborate – where planners are working alongside the public and with stakeholders.
  • 5.      Empower – the community calls the shots through juries and delegated decisions.

The IAP2 work by these 7 core values of which can also apply to communicative planning, and highlight the benefits to the community by involving themselves in the process of decision making.
  • 1.      Public participation is based on the belief that those who are affected by a decision have a right to be involved in the decision-making process.
  • 2.      Public participation includes the promise that the public's contribution will influence the decision.
  • 3.      Public participation promotes sustainable decisions by recognising and communicating the needs and interests of all participants, including decision makers.
  • 4.      Public participation seeks out and facilitates the involvement of those potentially affected by or interested in a decision.
  • 5.      Public participation seeks input from participants in designing how they participate.
  • 6.      Public participation provides participants with the information they need to participate in a meaningful way.
  • 7.      Public participation communicates to participants how their input affected the decision.

These values are relevant to communicative planning and can be used by planners to navigate their way around community involvement. However, to be able to develop a higher level of public participation in the planning process it is important to identify some key factors that allow communicative planning to begin underway.

Spatial Strategy Formation Through Communication

Attempting to create new spatial strategies can be a challenging and difficult task, and to this this while making the inclusion of communities a primary objective is even more so.  Promoting Planning objectives and problems or managing the small details in changing communities fills a large proportion of work in spatial and environmental planning. When working in the area of planning, actions and movements taken often make multiple assumptions about the current environment and community. When the flow of management in planning continues it is common for assumptions to not change and remain constant. Basically urban regions have fine grain economic and social relations and if planning actions are irrelevant or opposing it creates a divide between what the region needs and what the plan wants. Planning systems can lead to an uneven share of influence towards the most powerful groups leaving little decision making to others. Providing a voice and respect for all members of the urban region, even when many can’t be present in a discussion is a crucial aspect of spatial strategy and requires sorting through a range of information. To sort through this mass of issues, problems, arguments, ideas and policy discussion requires the planner to be an experimental learner finding new ways to think and what to care about and ultimately what actions to take. Healey stated in her paper “it seems almost an impossible challenge in our dynamic, differentiated, complex and conflicting urban regions”. In order to conceptualize a plan to tackle this challenge of communication, Healey created a 5 part strategic planning process. Each part is centralized on an important step in the communicative approach to spatial strategy formation. The following steps will help us understand how to use communication as an important tool in planning.
  • 1.      Where is the discussion to take place, in what forums and arenas; how are the community members to get access to it?
  • 2.      In what style will the discussion take place? What styles will most likely be able to ‘open out’ discussion to enable the diversity of ‘languages’ among community members to find expression
  • 3.      How can the jumble of issues, arguments, claims for attention, and ideas about what to do which arise in discussion be sorted out?
  • 4.      How can a strategy be created that becomes a new discourse about how spatial and environmental change in urban regions could be managed?
  • 5.      How can a political community get to agree on a strategy, and maintain that agreement over time while continually subjecting it to critique.

The parts listed should be taken not as tasks to complete but questions which a community can contemplate.

1.    Arenas for communication

The first step in forging a consensus among different viewpoints is to create arenas of argumentation, which can significantly aid in providing and receiving information from participants. Previous arguments of where the creation of policy should take place heavily lied within political and legal systems. These systems are great at creating a formal and structured way of allocating speaking rights and debate, although these administrative systems can also give some participants more privileges than others, leaving the less privileged with a smaller voice. The main values that should be taken from these more traditional approaches are the targeting of attention on how arenas are designed and constructed and were the origins of authority come from.

Spatial strategy comes from the appropriate situation where there is a moment of opportunity for change. This could be in something like a “crack in power relations” or a conflict and contradiction of different ideas. When the appropriate situation arises it can make people realize they need to involve a different process and work with a different range of people within the urban region. In this early stage of communication it is up to the planner to have a unique ability to see these opportunities of doing thing differently, reading the breaks in power and to turn the tables into potential change. The people who start this change don’t necessarily have to be in a formal position of leadership and could arise from any setting but they usually have a good understanding and sense of the local economic, social and political relations and structural dynamics within that region. 

Once a new opportunity for change is found, which could be at any level of institution, careful thought about the correct system that is going to be accommodate for the arena is crucial. Existing organisations often already exist though government and can be very effectively used as an arena for argumentation. The difference of “inclusionary argumentation” is that it has stepped ahead of the power of bureaucratic systems and no longer focuses on having a winner and loser.

In Canberra, the system in place to address what the community’s wants are community councils, these groups are made up of members that represent the views of their local geographic community, for example there is the inner north, inner south, Tuggeranong, Woden, Belconnen etc. They meet monthly and prior to applications for development, the applicant must get approval from the council. These community groups are great at addressing that particular urban region although sometimes councils can be very difficult to adjust from a narrow range of interests.

Healey broke the word community into two parts; the first part being focused on the spatial aspect, which is all the people residing in that geographic or spatial position that share a concern due to a change directly affecting that area. The second part being the involvement of stake holders; stake holders can be directly or indirectly affiliated with what is happening in that particular urban region. They care about what people are doing in that place. This could be anyone who shops there, too caring about the local environment and history. In order to conduct spatial strategy formation both of these parts of the community should be addressed. Mapping the stakeholders in a region is a good idea when trying to move a strategic planning process in a forward direction. The Mapping of stake holders involves monitoring new and incoming stakeholders to that area and opening to the idea that new stakeholders will be discovered in the future processes. Often discussion begins before political community members have found out what kind of arenas are preferred and even who all the stakeholders are. Moves and decisions that are made before an arena has been set up correctly can result in a proportionate amount of power being allocated towards one group.

To help reduce the negative effects of these initial first moves two ideas have been created. The first is based on ethical inclusion or in other words, picking the right groups that should be included. Questions must be raised such as who are members of the political community, how are they to gain access to the arena in a way that their opinions can be respected and what stake do they have in the process and outcome. There needs to be recognition of diversity, moving beyond the term that everyone has an equal standing. “All groupings of people should have equal ability to put over their views” (Young, 1990). To enable a moral duty of diversity there needs to be knowledge of the backgrounds of each of the community members and how each of the members can constructively contribute to a discussion.

The second idea is that where should discussion take place. The discussion can shift the different arenas to different levels of institution and at different times. By encouraging discussion in more than one institutional place it helps gather a broader perspective on the different values and actions. The locations can range from schools, business clubs and council chambers etc. The arenas change as the discussion develops and progresses and as long as the original concerns are not lost the discussion may ‘open out’ and become more productive. An inclusionary approach uses its style and ethics to bring forward a greater awareness of the range of stakeholders and lets multiple claims for attention to be addressed in arenas.

2.    Style and scope

The scope and style of discourse is a second set of considerations that concerns what actually get discussed and how. This stage is also traditionally known as the survey stage which identifies what is going on and what the issues are within an urban region, although Healy refers to it as ‘scoping’ or environmental appraisal. Healy uses the word scoping to help open out issues and to see what the issues mean to different people and whether they are actually what they are meant out to be. It involves removing previous practices and assumptions of communities to open up and see an issue in a new light.

The survey stage if conducted for only one particular group of people can reinforce stereotypes and alienate or disregard stakeholders or parties. If the scope takes into account the idea mentioned previously of inclusionary commitment it can move issues past cultural differences and help people learn about each other’s opinions and concerns. Although this is easy to do in small groups within set up arenas, there are many more arising challenges and complexities that must be faced when dealing with the future of much larger urban regions systems.

As mentioned before there is a very potential chance of misunderstanding when scoping urban regions to find out what people don’t like and the causes of unrest. Both Healy and another planner hillier state that the amount of productivity that can come out of this stage is based off how people prepare themselves, how rooms are arranged, how communicative routines can be set up or who is to speak at a particular time, how the discussion is concluded, remembered and then reviewed. Many people have different routines and expectations from this stage. For example a participant coming from a labor union might have a different perspective of how a discussion should be set up compared to someone from company management. This means that the style of the discussion should use a inclusionary approach and recognize that not everyone will be comfortable with how the discussion begins.

Once the style of the discussion is laid down there can still be problems and differences with the way people express there different opinions which brings us to another concern of the language. People who have different backgrounds and cultures may use unfamiliar ironic expression, statements with economic and scientific reasoning or be accustomed to a certain belief or political asserssion of rights. As a result one point made or reference made will have meaning for some and seem strange to another. To successfully use language all arguments should be recognized even if translation is needed.

In order to spread involvement multiple meeting groups can often be set up and this can help include as many participants as possible. increased involvement also demands increased respect, because no matter how much enthusiasm goes towards involving everyone if the ability to maintain levels of respect is not present it can restrict people’s desire to contribute or provide expression towards the discussion. Even when a participant can’t fully be active and involved, they should not be ignored.
A quote from Healy states that” The inclusionary challenge is to prevent those ‘not present’ being absent from the discussion.”

Micheal Pilbrow listed some points about how to deal with a community in a communicative approach. He came as a guest speaker last Tuesday gave a great example were he had to go into a foreign country and apply some of the techniques that I previously talked about to solve the various problems. The style and language of the discussion differed from what is familiar to most of us and I’m sure allot of adaptation would have been required. The ability to set ap an arena for a very different culture would have been difficult due to not knowing who should be involved and who holds allot of power in that community.

3.    Sorting through arguments

With the inclusion of an ‘open style’ discussion a multitude of points, opinions and argument are brought to attention, and having an ability to sort though and find the most appropriate requires not an abstract technical process but an active operation in collective sorting. Strategic spatial planners should take into account not just the point made but the levels of expression and language they use to express themselves, this can help determine the level of passion and urgency behind their argument. It can most importantly display the various values that the community hold.
In allot of strategic planning exercises the material gathered will be filtered in a manner that reduces peoples speech to a single point, which can join to other participants points to form a sort of structured framework where a planner can understand the discussion and make sense of it. Sorting is a component of ‘inclusionary argumentation’ and involves knowing when to start sorting through arguments in a formal matter, when to link the different points and when to pin point the various patterns.

4.    Creating a new discourse

Choosing what strategies and policies to implement is a long process, particularly with a large variety of community input. The selected strategy must manage to meet the majority of the public’s main issues raised, their needs and their wants. As Healey explained; ‘It requires a capacity to reach some agreement across differences as to what the issues are, the purposes of action, and the way the consequences, the costs and benefits of action, should be assessed.’ When analysing all the suggested plans and policies it is important to scrutinise, but to also be open minded to new ways of thinking about issues. It is important for planners to remember that what they are doing is for the community, and that they need to avoid the ‘planning for planners’ syndrome, where planners will do what is best theoretically, but not legitimately. It is important to provide reasons for avoiding or ignoring some suggestions, values or claims, as some things are not necessarily of importance to the majority of people, or it is irrelevant. ‘The challenge for an inclusionary approach to strategic spatial planning is to experiment with and test out strategic ideas in initially tentative ways, to open out possibilities for both evaluation and invention of better alternatives, before allowing a preferred discourse to emerge, and crowd out the alternatives.’ Basically it is important to keep an open mind to new ideas, and not focus on what is first suggested or thought as the answer. Taking use in the communities input and ensuring that their ideas are included creates an informed and interested community, it also develops an interest amongst the community and a sense of ownership in the discourse that is finally developed.

5.    Agreement and critique

The chosen spatial strategy needs to convey positive ways forward and should bring benefits to as many community members as possible. However, it is very likely that there will be participants that will not be happy with the outcome, and will continue to have objections once the final process has been chosen. In these cases follow up processes that should be undertaken, including keeping these unhappy community members in review, and asking what else can be done to meet their needs. Community members should be able to confront those involved in the final decision making and enquire what has been done in terms of their issue. Dealing with these sorts of objections and disagreements can be repetitive, as all participants have the right to criticise and as it is ‘an essential underpinning of inclusionary consensus-building strategies.’
It is important to assess what constraints or barriers the chosen strategy my produce and how it can reflect on the dynamics of social, political and economic relations.  Future implications can alter the effectiveness of the strategy, including changes of power holders, whether the strategy is still relevant to the current times and whether it still is benefitting the community. To avoid becoming a useless strategy, it needs to adapt to changes through continual reflexive critique. By monitoring the relevance of the strategy it can continue being implemented. Periodic reviewing of its usefulness should be undertaken by the community, to analyse whether the strategy is creating a positive effect. The community should decide if the policy needs to be changed or if it should be removed.

References

Habermas, J., 1984, The Theory of Communicative Action, Volume 1: Reason and the Rationalisation of Society, Polity Press, Cambridge.
Healey, P., 1995, The Communicative Turn in Planning Theory and its Implications for Spatial Strategy Formation, Department of Town and Country Planning, Newcastle.

International Association of Public Participation, 2014, Public Participation Spectrum, visited 9/9/2014, http://www.iap2.org.au/documents/item/84.

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